Duke Law

Duke University Global Capital Markets Center - Securities

SECURITIES
INDEX:
Addressing Fraudulent Practices Within the Modern Framework of the United States Securities Laws
Essays on Insider Trading and Securities Regulation (Rickett & Grantham eds. 1997)
Beyond Bond Markets 2000: The Electronic Frontier and Regulation of the Capital Markets for Debt Securities
63 Duke Law and Contemporary Problems 123 (Summer 2000)
Choice of Law Rules for International Securities Transactions
66 U. Cin. L. Rev. 1179 (1998)
Eleventh Annual Corporate Law Symposium: International Aspects of Mergers and Acquisitions
An Economic and American Perspective of Insider Trading Regulation in Australia and New Zealand
Chapter in Securities Regulation in Australia and New Zealand, Oxford University Press, 1994
An Economic Perspective of Insider Trading Regulation and Enforcement in New Zealand
4 Canterbury L. Rev. 268 (1990)
Enron: The Use and Abuse of Special Purpose Entities and Off-Balance Sheet Accounting
Special Discussion Webcast from "Structuring Commercial & Financial Transactions" class
February 8, 2002. Transcript available.
See Also: BANKRUPTCY / INSOLVENCY
See Also: CORPORATE FINANCE
See Also: CORPORATE GOVERNANCE
See Also: SECURITIZATION
Ernst & Ernst v. Hochfelder: A Critique and An Evaluation of Its Impact upon the Scheme of the Federal Securities Laws
28 Hastings. L. 569 (1977)
Enron and the Use and Abuse of Special Purpose Entities in Corporate Structures
70 University of Cincinnati Law Review (2002 Symposium Issue on "Corporate Reorganization and Bankruptcy in the New Millennium")
See Also: BANKRUPTCY / INSOLVENCY
See Also: CORPORATE FINANCE
See Also: CORPORATE GOVERNANCE
See Also: SECURITIZATION
Fraud is In the Eyes of the Beholder: Rule 10b-5's Application to Acts of Corporate Mismanagement
47 N.Y.U. L. Rev. 674 (1972)
The Fundamentals of an Electronic-Based Federal Securities Act
75 Wash. U. L.Q. 857 (1997)
F. Hodge O'Neal Corporate and Security Law Symposium: Market and Information Gathering in an Electronic Age: Security Regulation in the 21St Century
Globalization's Challenges to the United States Securities Laws
7 Canterbury L. Rev. 5 (1998)
Indirectly Held Securities and Intermediary Risk
Forthcoming issue 2001-2 (September 2001) of the Uniform Law Review (Revue de droit uniforme)
See Also: BANKRUPTCY / INSOLVENCY
See Also: COMMERCIAL LAW
See Also: CORPORATE FINANCE
See Also: GLOBAL COLLATERAL, CUSTODY, AND SETTLEMENT
See Also: GLOBAL FINANCIAL ARCHITECTURE
See Also: SECURITIZATION
Insider Trading and Contracting: A Critical Response to the 'Chicago School'
1986 Duke L.J. 628
Insider Trading Regulation and the Production of Information: Theory and Evidence
64 Wash. U. L.Q. 475 (1986)
Corporate and Securities Law Symposium
Intermediary Risk in a Global Economy
Forthcoming 50 Duke Law Journal (April 2001)
See Also: BANKRUPTCY / INSOLVENCY
See Also: COMMERCIAL LAW
See Also: CORPORATE FINANCE
See Also: GLOBAL COLLATERAL, CUSTODY, AND SETTLEMENT
See Also: GLOBAL FINANCIAL ARCHITECTURE
See Also: SECURITIZATION
An Outsider's Perspective of Insider Trading Regulation in Australia
12 Syd. L. Rev. 381 (1988)
Private Litigation and the Deterrence of Corporate Misconduct
Law & Contemp. Probs., Autumn 1997, at 1
Private Ordering of Public Markets: The Rating Agency Paradox
2002 University of Illinois Law Review 1 (2002)
See Also: BANKRUPTCY / INSOLVENCY
See Also: COMMERCIAL LAW
See Also: CORPORATE FINANCE
See Also: GLOBAL FINANCIAL ARCHITECTURE
See Also: SECURITIZATION
Regulatory Competition In Securities Markets: An Approach For Reconciling Japanese and United States Disclosure Philosophies
16 Hastings Int'l & Comp. L. Rev. 149 (1993)
Rethinking the Disclosure Paradigm in a World of Complexity
2004 University of Illinois Law Review 1
See Also: CORPORATE FINANCE
See Also: CORPORATE GOVERNANCE
See Also: SECURITIZATION & STRUCTURED FINANCE
Rethinking U.S. Securities Laws In The Shadow of International Regulatory Competition
55 Law & Contemp. Prob. 157 (1992)
Securities Regulations: Case and Materials
1997, 2d ed. Aspen Law and Business - with Hazen and O'Neal).
Securitization Post-Enron
Forthcoming Cardozo Law Review 2003 Symposium Issue on "Threats to Asset-Based Finance"
See Also: BANKRUPTCY / INSOLVENCY
See Also: COMMERCIAL LAW
See Also: CORPORATE FINANCE
See Also: SECURITIZATION

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