Curriculum Vitae
Steven L. Schwarcz
Duke Law School
P.O. Box 90360
Durham, NC 27708
(919) 613-7060
(919) 613-7231 (fax)
schwarcz@law.duke.edu
LAW TEACHING
- Stanley A. Star Professor of Law & Business, Duke University School of Law, since 2004; Professor of Law, 1996-2004 (teaching courses in commercial law, bankruptcy, corporate reorganization, securitization, finance and international capital markets).
- Founding Director, Duke University Global Capital Markets Center; Faculty Director, 1997- 2002 and Co-Academic Director since 2006.
- Professor of Business Administration (Adjunct), Fuqua School of Business, Duke University, January 2001-August 2004; Stanley A. Star Professor of Law & Business since that date.
- Visiting Professor, University of Geneva Faculty of Law, May-June since 2001, teaching advanced U.S. business law courses in the Master of Advanced Studies in Business Law ("MBL") Programme.
- Senior Fellow, The University of Melbourne Law School, spring 2004.
- Visiting Lecturer, Yale Law School, 1992-96, teaching courses in commercial law, bankruptcy and finance.
- Lecturer in Law, Columbia Law School, 1993-96, teaching courses in corporate reorganization, bankruptcy and structured finance.
- Adjunct Professor of Law, Benjamin N. Cardozo School of Law, Yeshiva University, 1983-92, teaching seminars in bankruptcy and corporate reorganization.
- Teaching Fellow in Property Law, Columbia Law School, 1974.
LAW PRACTICE
- Partner and Chairman of Structured Finance Practice Group, Kaye, Scholer, Fierman, Hays & Handler (now Kaye Scholer LLP), New York, 1989-96, concentrating in asset securitization, structured and corporate finance, bankruptcy and corporate reorganization, and secured lending. Also partner in charge of the firm’s training program in domestic and international finance. Special Counsel July 1996-May 2004; Special Consultant since June 2004.
- Partner, Shearman & Sterling, New York, 1983-89, concentrating in corporate finance, securitization, bankruptcy, corporate reorganiza�tion, commercial transactions and secured lending; associate, 1974-82.
EDUCATION
- Columbia University School of Law, 1974, J.D.
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- Research Assistant, Legislative Drafting Research Fund, 1972-74; Chairman, Environ�mental Law Council, 1973-74.
- New York University School of Engineering and Science, 1971, B.S., Summa Cum Laude, Aeronautics and Astronautics.
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- Graduated number one in class (3.94/4.00). First prize, 1971, Sandham Public Speaking Contest (the University's public speaking contest). George Granger Brown Scholar. Tau Beta Pi (national engineering honor society–engineering equivalent of Phi Beta Kappa in liberal arts). Sigma Gamma Tau (national aeronautical engineering honor society).
- Ranked number one in high school. Skipped senior year to begin college early on full academic scholarship. Declined invitation to begin college after sophomore year. While in high school, co-founded an "amateur rocket society" which built and launched the first non-governmental satellite, memorabilia of which have been acquired by the National Air and Space Museum in Washington, D.C. (these rocket exploits were featured on American Public Media's "The Story," Jan. 9, 2008; program archived at http://thestory.org/archive/the_story_424_Rocket_Boys.mp3/view).
OTHER PROFESSIONAL HONORS AND ACTIVITIES
- Fellow, American College of Commercial Finance Lawyers.
- 2008 Roy R. Ray Lecture, Southern Methodist University, Dedman School of Law (forthcoming).
- Distinguished Speaker (in Series), Corporate Governance Center, The University of Tennessee, 2008.
- Advisor to the American Bar Association Business Law Section, 2008-09.
- Academic Advisor to the U.S. Federal Reserve Bank of Cleveland on the subprime mortgage crisis (2007).
- Founding Member, International Insolvency Institute.
- Keynote Speaker, 2004 Annual Conference, Corporate Law Teachers' Association of Australia and New Zealand.
- Senior Fellow, The University of Melbourne Law School (spring 2004).
- Parsons Visitor, University of Sydney Law Faculty (spring 2004).
- 4th AIIFL Distinguished Public Lecture, "Intermediary Risk in Global Financial Markets," The University of Hong Kong (2002).
- 1996 Benjamin Weintraub Distinguished Professorship Lecture, Hofstra University School of Law.
- Founder and first Faculty Director, Duke University Global Capital Markets Center.
- Member, The American Law Institute (Member of Consultative Groups on Uniform Commercial Code, Suretyship, and Transnational Insolvency).
- Member of Expert Advisory Group to United Nations Commission on International Trade Law (UNCITRAL) regarding its proposed International Receivables Financing Convention and proposals for an international insolvency convention.
- Member , U.S. Secretary of State’s Advisory Committee on Private International Law (since 1999).
- Member, Academic Advisory Board, The University of Hong Kong Faculty of Law’s Asian Institute of International Financial Law (since 2001).
- Member, Academic Advisory Committee, Fudan [University] Civil & Commercial Law Review (since 2001).
- Member, Editorial Advisory Board, Cambridge [University] Series on Economics, Finance and Law (since 2007).
- Member, Editorial Advisory Board, American Securitization (since 2006).
- Associate Editor, The Journal of Restructuring Finance (since 2002).
- Senior Consultant, International Law Center for Inter-American Free Trade’s Mexican Securitization Project (1997-99).
- Member, American Law and Economics Association.
- Member, Advisory Board, The Securitization Conduit (since 2000).
- Member, Duke University Academic Council, 1999-2000; 2002-2003.
- Member, North Carolina General Statutes Commission Drafting Committee to review revised Uniform Commercial Code Article 9, 1998-99.
- The Association of the Bar of the City of New York: Chairman of Committee on Science and Law, 1987-90; Chairman of Causation Subcommittee, 1985-86; member, Committee on Uniform State Laws, 1993-96.
- The New York Academy of Sciences: Directed major Academy study on public participation in the allocation of funds for scientific research, and Vice Chairman of the Section on Science and Public Policy, 1974-78.
- Founded and directed Friends of the Eldridge Street Synagogue, 1978-84, the organization that first recognized the historic, religious and architectural significance of this synagogue; represented the synagogue in obtaining National and New York City Landmark status; and laid the foundation for the national fundraising effort.
- Special Master, Bank of America, N.A. v. Patriarch Partners, LLC, U.S. District Court, W.D.N.C., Case # 3:01CV547-MU (2002).
- Have lectured or chaired scholarly and policy-oriented programs at the Centre for Corporate and Commercial Law of the University of Cambridge, the Centre for Commercial Law Studies of the University of London, Australian National University, The University of Melbourne, the University of Sydney, Catholic University of Chile (co-sponsored by the Ministry of Finance of Chile), The University of Auckland Research Centre for Business Law, National University of Singapore Centre for Commercial Law Studies, Asia Institute of International Financial Law (Distinguished Visitor), the Asia-America Institute in Transnational Law at The University of Hong Kong, the American Securitization Forum, the Asian Securitisation Forum, University of Delhi Faculty of Management Studies, the American Conference Institute, the American Law and Economics Association, the Association of the Bar of the City of New York, the Heyman Center on Corporate Governance at Cardozo Law School, the United Nations Commission on International Trade Law, the U.S. Department of State, the University of Oxford Banking Forum, the National Conference of Bankruptcy Judges, the University of Cincinnati, The Institute for Law and Economics of the University of Pennsylvania, The University of Hong Kong Faculty of Law (Distinguished Public Lecture series), and The World Bank.
- Have presented faculty workshops at Yale Law School, University of Pennsylvania Law School, University of Michigan Law School, The University of Chicago Law School, Harvard Law School, Georgetown University Law Center, Vanderbilt University Law School, University of North Carolina, Chapel Hill, University of Illinois College of Law, Washington and Lee University School of Law, The University of Melbourne Law School, the University of Sydney Faculty of Law, Monash University Law School, National University of Singapore, Victoria University Centre for International Corporate Governance Research, George Mason University School of Law, Wake Forest University (School of Law and Babcock School of Management), William & Mary, The University of Hong Kong, and Duke University (numerous School of Law faculty workshops; Fuqua School of Business Finance Workshop; Globalization, Equity & Democratic Governance University Seminar; and Global Capital Markets Center Interdisciplinary Workshops).
GOVERNMENT TESTIMONY
- Committee on Governmental Affairs of the U.S. Senate, on “Rating the Raters: Enron and the Credit Rating Agencies,” Mar. 20, 2002 (written and oral testimony at Committee’s request).
- Committee on the Judiciary of the U.S. Senate, on proposed Section 912 (true sales in securitization transactions) of the Bankruptcy Reform Act of 2001 (S.420/H.R.333), Feb. 26, 2002 (written testimony at Committee’s request).
- Securities and Exchange Commission, on “Hearing on Credit Rating Agencies,” Nov. 21, 2002 (oral testimony at Commission’s request).
- Committee on Financial Services of the U.S. House of Representatives, on H.R. 2990 (Credit Rating Agency Duopoly Relief Act of 2005) (declined invitation to testify on Nov. 29, 2005 due to conflicting schedule, but commented by telephone to Committee staff).
- Committee on Financial Services of the U.S. House of Representatives, on "Systemic Risk: Examining Regulators' Ability to Respond to Threats to the Financial System," Oct. 2, 2007 (written and oral testimony at Committee's request), available at http://www.house.gov/apps/list/hearing/financialsvcs_dem/ht1002072.shtml.
- U.S. Federal Reserve Bank of Cleveland, on "Structured Finance and Loan Modification," Nov. 20, 2007.
MISCELLANEOUS
Chevalier, Confrerie de la Chaine des Rotisseurs
Commandeur, La Commanderie de Bordeaux
PUBLICATIONS
- "Complexity as a Catalyst for Market Failure" (work-in-progress).
- "A Theory of Damages for Economic Loss" (work-in-progress, with Francis McGovern).
- "The Principles Paradox" (work-in-progress for Cambridge University symposium on rules versus principles in financial regulation).
- "Complexity as a Cause of the Subprime Mortgage Crisis" (work-in-progress for the University of Utah Law Review's subprime meltdown symposium issue).
- "Majority Bondholder Governance, Conflicts of Interest, and the Rise of Distressed-Bond Investing" (work-in-progress, with Francisco Benzoni).
- "Corporations As Debt Slaves: A Fundamental Inquiry Into Waiving Bankruptcy-Filing Protection" (work-in-progress).
- "Bankruptcy Extralegal Norms" (work-in-progress, with Shane Tintle).
- "Systemic Risk" forthcoming 97 Georgetown Law Journal, issue no 1. (2008). Certain ideas from which were published as an Op-Ed article in The Baltimore Sun ("Protecting Against Economic Shocks," Sept. 17, 2007) and The [Newark] Star-Ledger ("Fed Must Also Guard Financial Markets," Sept. 17, 2007), and republished in the Raleigh News & Observer (Sept. 18, 2007) and the Pittsburgh Post-Gazette ("Private Sector: Fed Could Counter Economic Shocks By Becoming Lender of Last Resort," Sept. 18, 2007).
- "Protecting Financial Markets: Lessons from the Subprime Mortgage Meltdown," forthcoming 93 Minnesota L. Review, issue no 2. (2008).
- "Markets, Systemic Risk, and the Subprime Mortgage Crisis," forthcoming 61 SMU L. Rev. issue no. 2 (June 2008) (essay expanded from my 2008 Roy R. Ray Lecture at SMU Law School).
- "Bond Defaults and the Dilemma of the Indenture Trustee," forthcoming 59 Alabama L. Rev. Issue No. 4 (March 2008) (with Gregory M. Sergi).
- "To Make or to Buy: In-House Lawyering and Value Creation," forthcoming 33 J. Corp. L. Issue No. 2 (Jan. 2008).
- "Explaining the Value of Transactional Lawyering," 12 Stan. J. L. Bus. & Fin. 486 (2007).
- "Substantive Consolidation of Corporate Groups in Insolvency Situations" and "Delaware Limited Liability Companies in the Zone of Insolvency," 81 Australian L. J. 15 (in Overseas Law, Recent Developments in United States Insolvency Law, Ross Buckley, ed.) (Jan. 2007).
- “ Financial-Information Failure: Rethinking the Boundary Between Lawyer and Accountant Responsibility” 31 J. Corp. L. 1097 (2006)
- "Automatic Perfection of Sales of Payment Intangibles: A Trap for the Unwary," 68 Ohio St. L.J. 273 (2007) (symposium issue of essays on "Commercial Calamities," sponsored by the Association of American Law Schools).
- "The Public Responsibility of Structured Finance Lawyers," 1 Capital Markets Law Journal 6 (Oxford University Press 2006), available at http://cmlj.oxfordjournals.org/cgi/reprint/1/1/6?ijkey=b5E6BhZydNsFibq&keytype=ref
- "Ohio Supreme Court Decision Jeopardizes the Financeability of Government Receivables," 59 U.C.C. Bulletin 1 (Sept. 2006) (with Eric Marcus).
- "We Are All Saying Much the Same Thing: A Rejoinder to the Comments of Professors Coffee, Macey, and Simon," 84 Texas L. Rev. 93 (2005).
- “The Limits of Lawyering: Legal Opinions in Structured Finance,” forthcoming 84 Texas L. Rev. Fall 2005 (issue features this article, with commentary by Professors John Coffee, William Simon, & Jonathan Macey).
- “The Confused U.S. Framework for Foreign Bank Insolvency: An Open Research Agenda,” 1 Rev. L. & Econ. 81 (2005), issue no. 1, article no. 6,
http://www.bepress.com/rle/vol1/iss1/art6 (reprinted 2005 in ICFAI Journal of Banking Law ). - “Temporal Perspectives: Resolving the Conflict Between Current and Future Investors,” 89 Minnesota L. Rev. 1044 (2005) (This article was selected by the Executive Committee of the American Association of Law Schools (AALS) Section on Securities Regulation for presentation at the AALS 2005 Annual Meeting.)
- “‘Looking Forward: 2004-2010’ A Sovereign Debt Restructuring Reverie,” forthcoming U. Chicago J. Int’l L. (2005 symposium issue on the Law of Sovereign Debt Restructuring).
- “Collapsing Corporate Structures: Resolving the Tension Between Form and Substance,” forthcoming 60 Bus. Law. 109 (Nov. 2004).
- “Subnational Debt Restructuring and the Rule of Law,” 1 J. Restructuring Finance 129 (2004).
- “Securitization Post-Enron,” 25 Cardozo Law Review 1539 (2004) (symposium issue on “Threats to Asset-Based Finance”) (reprinted in 10 The Financier 46 (2003) and in 46 Corporate Practice Commentator 963 (2004)).
- “’Idiot’s Guide’ to Sovereign Debt Restructuring,” 53 Emory L. J. 1189 (2004) ( Georgetown Law School symposium on sovereign debt restructuring, published in special edition of Emory L.J.).
- “Is Securitization Legitimate?,” in Int’l Financial L. Rev. 2004 Guide to Structured Finance 115 (2004).
- “Rethinking the Disclosure Paradigm in a World of Complexity,” 2004 U. Illinois L. Rev. 1 (2004).
- Securitization, Structured Finance, and Capital Markets (2004) (with Bruce A. Markell and Lissa Lamkin Broome).
- “Commercial Trusts as Business Organization: An Invitation to Comparatists,” 13 Duke J. Comp. & Int’l L. 321 (2003) (special symposium issue in memory of Professor Herbert Bernstein); republished (in Chinese) in 2004 Fudan University Civil & Commercial Law Review, issue 12.
- “Commercial Trusts as Business Organizations: Unraveling the Mystery,” 58 Bus. Law. 559 (2003).
- “Cross-Border Collateral: Legal Risks and the Conflict of Laws,” 2003 Canadian Bus. L. J./ Revue Canadienne du droit de commerce 150 (Feb. 2003) (book review).
- “Taking Charge: Authorizing Most Credit-Rating Agencies Could Increase Economic Efficiency,” 116 L.A. Daily J. 6 ( Mar. 13, 2003) (OpEd).
- “Private Ordering,” 97 Nw. U. L. Rev . 319 (2002).
- Essays on the topics of securitization, credit rating agencies, and intermediary risk in Encyclopedia of Financial Engineering and Risk Management (forthcoming 2003 by Fitzroy Dearborn Publishers).
- “Enron and the Use and Abuse of Special Purpose Entities in Corporate Structures,” 70 U. Cin. L. Rev. 1309 (2002) (symposium issue on “Corporate Bankruptcy in the New Millennium”) (republished in 9 The Financier 23 (2002); AEI-Brookings Joint Center for Regulatory Studies in Joint Center Update 02-10-03); __ Securitization Conduit __ (2004); and 1 Int’l J. Fin. Educ. 7 (2005)).
- “Global Decentralization and the Subnational Debt Problem,” 51 Duke L. J. 1179 (2002); republished in redacted form as “Restructuring Subnational Debt,” 23 Mun. Fin. J. 1 (Fall 2002). Also republished in Journal of International Business Law (a publication of the Institute of Chartered Financial Analysts of India).
- “Private Ordering of Public Markets: The Rating Agency Paradox,” 2002 U. Illinois L. Rev. 1 (2002) (republished by the AEI-Brookings Joint Center for Regulatory Studies in Joint Center Update 02-9).
- “The Universal Language of International Securitization,” 12 Duke J. Comparative & Int’l Law 285 (2002) (introduction to symposium issue on “International Securitization and Structured Finance”).
- “The Impact of Bankruptcy Reform on ‘True Sale’ Determination in Securitization Transactions," 7 Fordham J. Corp. & Fin. Law 353 (Spring 2002 symposium issue based on papers presented at the 2001 Eugene Murphy Conference on Corporate Law at Fordham University School of Law).
- Structured Finance, A Guide to the Principles of Asset Securitization (3d ed. 2002); republished in Spanish translation by Univerdidad Finis Terrae Facultad de Derecho, as Guia Sobre Los Principios de Securitizacion de Activos (Nov. 2002); republished in Korean translation by Maekyung (2003) and in Chinese translation by Tsinghua University Publishing House (2003) .
- “Intermediary Risk in a Global Economy,” 50 Duke L. J. 1541 (2001); republished in redacted form as “Indirectly Held Securities and Intermediary Risk” in 6 Uniform Law Review/ Revue de droit uniforme 283 (2001) and also in 54 UCC Bulletin (Oct. & Nov. 2004 issues).
- “The Role of Rating Agencies in Global Market Regulation,” in Regulating Financial Services and Markets in the 21st Century 297 (Eil�s Ferran & Charles Goodhart eds., 2001).
- “Sovereign Debt Restructuring: A Bankruptcy Reorganization Approach,” 85 Cornell L. Rev. 956 (2000) (republished by the University of Oxford Banking Forum as part of the proceedings of its September 14, 2000 conference on “The Future of Global Financial Regulation in the Digital Era”).
- “Judgment Proofing: A Rejoinder,” 52 Stanford L. Rev. 77 (1999).
- “The Inherent Irrationality of Judgment Proofing,” 52 Stanford L. Rev. 1 (1999).
- “Towards a Centralized Perfection System for Cross-Border Receivables Financing,” 20 U. Penn. J. Int’l Econ. L. 455 (Fall 1999) (Symposium on Cross-Border Secured Transactions).
- “The Impact on Securitization of Revised UCC Article 9,” 74 Chicago- Kent L. Rev. 947 (1999) (Symposium on Revised Uniform Commercial Code Article 9), reprinted in 45 UCC Bulletin 1 (December 2001).
- “Rethinking Freedom of Contract: A Bankruptcy Paradigm,” 77 Texas L. Rev. 515 (1999).
- “The Universal Language of Cross-Border Finance,” 8 Duke J. Comparative & Int’l Law 235 (1998) (Symposium on International Issues in Cross-Border Securitization and Structured Finance), reprinted in 2 The Securitization Conduit 8 (Spring 1999); distributed by the U.S. Department of State as Document # ACPIL 49/G/3 at the May 10-11, 1999 meeting of the Secretary of State’s Advisory Committee on Private International Law; translated into Chinese and reprinted in 2001 Contemporary Law Studies Issue No. 4, at 27 (Fudan University 2001).
- “The Attraction of Law and Economics: Is Law An Autonomous Discipline?,” 21 Harvard J. Law & Pub. Policy 85 (1998) (Symposium on Law and Economics and the Rule of Law).
- “The Easy Case for the Priority of Secured Claims in Bankruptcy,” 47 Duke L. J. 425 (1997), reprinted in installment in 35 UCC Bulletin 1 (July, August, September & October issues) (1998).
- "Protecting Rights, Preventing Windfalls: A Model for Harmonizing State and Federal Laws on Floating Liens," 75 North Carolina L. Rev. 403 (1997), reprinted in installments in 34 UCC Bulletin 1 (May, June, July, & August issues) (1997).
- "Rethinking the Role of Recourse in the Sale of Financial Assets," 52 Business Lawyer 159 (1996) [co-author].
- “Rethinking A Corporation’s Obligations to Creditors,” 17 Cardozo L. Rev. 647 (1996).
- “Law and Economics of Securitization,” New Business Law issues 580 & 581 (1995) (in Japanese).
- "A Fundamental Inquiry Into the Statutory Rulemaking Process of Private Legislatures," 29 Ga. L. Rev. 909 (1995).
- "The Global Alchemy of Asset Securitization," 14 International Financial Law Review 30 (May 1995) (based on the Stanford article, but revised for an international audience).
- "The Alchemy of Asset Securitization," 1 Stanford J. Law, Bus. & Finance 133 (1994). Reprinted in 1 The Financier 53 (December 1994), 32 UCC Bulletin 1 (August 1995), and 37 Corp. Prac. Commentator 783 (1996); translated into German and reprinted in 50 Der Betrieb 1289 (1997); translated into Chinese and reprinted in 2001 Fudan [University] Civil & Commercial L. Rev.310 (2001).
- "A New Theory of Recourse in Structured Finance," 1994 Asset Sales Report 8 ( February 14, 1994).
- PEB Commentary No. 14 on Uniform Commercial Code Section 9-102(1)(b) [draftsman of the Commentary].
- "Civil Forfeiture: A Higher Form of Commercial Law?" 62 Fordham L. Rev. 287 (1993) [with A. Rothman]. Reprinted in both 8 White-Collar Crime Reporter 1 (January 1994) and 31 UCC Bulletin 1 (April 1994), and also was the subject of a "Viewpoints" editorial in The New York Times (Sunday Business Section) 11 ( April 3, 1994).
- "The Parts Are Greater Than the Whole: How Securitization of Divisible Interests Can Revolutionize Structured Finance and Open the Capital Markets to Middle-Market Companies," 1993 Columbia Bus. L. Rev. 139 (1993).
- "'Octagon Gas' Ruling Creates Turmoil for Commercial and Asset-Based Finance," 210 New York L.J. 1 ( Aug. 4, 1993).
- Structured Finance, A Guide to the Principles of Asset Securitization (2d ed. 1993).
- "Credit Lyonnais Case Clarifies ABS Issues In Bankruptcy," 1992 Asset Sales Rep. 1 ( Oct. 12, 1992).
- "Structuring and Legal Issues of Asset Securitization in the United States," Chapter 2 in Asset Securitization: International Financial and Legal Perspectives (Basil Blackwell, 1991).
- Structured Finance, A Guide to the Fundamentals of Asset Securitization (1990).
- "Structured Finance: The New Way to Securitize Assets," 11 Cardozo L. Rev. 607 (1990).
- "Guaranties and Other Third-Party Credit Supports," Chapter 16 in Commercial Loan Documentation Guide (1988 Matthew Bender) [with Gabe Shawn Varges].
- "Sharing of Research Results in a Federally Sponsored Gene Mapping Project," 1987 Report to the Office of Technology Assessment in Congress by the Committee on Science and Law of The Association of the Bar of the City of New York, chaired by Schwarcz.
- "The Impact of Fraudulent Conveyance Law on Future Advances Supported by Upstream Guaranties and Security Interests," 9 Cardozo L. Rev. 729 (1987).
- "Basics of Business Reorganization in Bankruptcy," 68 J. Commercial Bank Lending 36 (1985), updated and reprinted November 1987; translated into Chinese and reprinted in 2 Grad. Stud. J. Issue No. 3, at 59 (Fudan University 2001).
- "An Analysis of Proposed Changes in Substantive and Procedural Law in Response to Perceived Difficulties in Establishing Whether or Not Causation Exists in Mass Toxic Tort Litigation," 41 The Record 905, The Association of the Bar of the City of New York (December 1986) (was Chairman of Subcommittee that produced this Report).
- "Leveraged Buyouts in Bankruptcy," 20 Ga. L. Rev. 73 (1985) (wrote this article jointly with Prof. David Gray Carlson, but withdrew my name prior to publication at request of my law firm).
- "Repurchase Agreements and Bankruptcy Changes," National Law Journal, September 10, 1984, at 18 et seq.
- "A Disturbing Decision," Scott Report (Dec. 1983) [an analysis of the effect of the Twistcap case on letters of credit].
- "Dealing with Problems Faced in Bankruptcies, National Law Journal, November 7, 1983, at 15 et seq.
- "Resolving Conflicts in Technological Disputes," 19 Jurimetrics Journal 424 (1979).
- Peer Review Study, published in The Record (1975 New York Academy of Sciences) (was Chairman of Committee that produced the Study).
- The Automobile and the Regulation of its Impact on the Environment (1975 Univ. of Oklahoma Press) (was Research Assistant).
- Issues of Financial Protection in Nuclear Activities (1973 Columbia University) (was Research Assistant).
EXPERT TESTIMONY AND CONSULTING
- List of representative transactions and references available upon request.
