Bibliography
Steven L. Schwarcz
Forthcoming
Books
- Securitization, Structured Finance, and Capital Markets (LexisNexis, 2004) (with Bruce A. Markell & Lissa Lamkin Broome)
- Structured Finance: A Guide to the Principles of Asset Securitization (Chinese edition, Tsinghua University Press 2003).
- Structured Finance: A Guide to the Principles of Asset Securitization (Korean edition, Maeil Business Newspaper, 2003).
- Structured Finance: A Guide to the Principles of Asset Securitization (2d ed. 1993, 3d ed. 2002).
- Guia sobre los principios de Securitizacion de Activos (Universidad Finis Terrae, 2002) (Spanish edition of Structured Finance, 3d ed. 2002).
- PEB Commentary No. 14 on Uniform Commercial Code Sec. 9-102(1)(b).
- Sharing of Research Results in a Federally Sponsored Gene Mapping Project (1987 Report to the Office of Technology Assessment in Congress by the Committee on Science and Law of the Assoc. of the Bar of the City of New York) (with others).
- Peer Review Study (New York Academy of Sciences, 1975) (with others).
Articles and Essays
- A Minimalist Approach to State ‘Bankruptcy’, 59 UCLA Law Review 322-353 (2011)
- Compensating Market Value Losses: Rethinking the Theory of Damages in a Market Economy, 63 Florida Law Review 1053-1076 (2011)
- Disintermediating Avarice: A Legal Framework for Commercially Sustainable Microfinance, 2011 University of Illinois Law Review 1165-1199 (2011)
- Facing the Debt Challenge of Countries that are “Too Big to Fail”, in Sovereign Debt: From Safety to Default 425-430 (Robert W. Kolb ed., 2011)
- Financial Industry Self-Regulation: Aspiration and Reality, 159 University of Pennsylvania Law Review PENNumbra 293-302 (2011)
- Helping Microfinance Become Commercially Sustainable, 46 Gonzaga Law Review 495-502 (2011)
- Identifying and Managing Systemic Risk: An Assessment of Our Progress, 1 Harvard Business Law Review Online 94-104 (2011)
- Information Asymmetry and Information Failure: Disclosure Problems in Complex Financial Markets in, Corporate Governance and the Global Financial Crisis: International Perspectives 95-112 (William Sun et al. eds., 2011)
- Keynote Address: A Regulatory Framework for Managing Systemic Risk, European Central Bank Seminar on Regulation of Financial Services in the EU: Surveillance?"Resilience?"Transparency (October 20. 2011)
- Keynote Address: Ex Ante Versus Ex Post Approaches to Financial Regulation, 15 Chapman Law Review 258-269 (2011) (Symposium "From Wall Street to Main Street: The Future of Financial Regulation." January 28, 2011)
- Keynote Address: Identifying and Managing Systemic Risk: An Assessment of Our Progress, AGEP Advanced Policy Institute on Financial Services Regulation, George Mason University, March 10, 2011
- Regulating Systemic Risk: Towards an Analytical Framework, 86 Notre Dame Law Review 1349-1412 (2011) (with Iman Anabtawi)
- The Conundrum of Covered Bonds, 66 Business Lawyer 561-586 (2011)
- Distorting Legal Principles, 35 Journal of Corporation Law 697-727 (2010)
- Fiduciaries With Conflicting Obligations, 94 Minnesota Law Review 1867-1913 (2010)
- Keynote Address: The Conflicted Trustee Dilemma, 54 New York Law School Law Review 707-715 (2010) (Symposium on “Fear, Fraud, and the Future of Financial Regulation")
- Keynote Address: The Role of Lawyers in the Global Financial Crisis, 24 Australian Journal of Corporate Law 1-13 (2010)
- Leverhulme Lecture: Regulating Complexity in Financial Markets (November 10, 2010, Oxford University)
- Leverhulme Lecture: The Future of Securitization (November 11, 2010, Oxford University)
- Leverhulme Lecture: The Global Financial Crisis and Systemic Risk (November 9, 2010, Oxford University)
- Too Big to Fail?: Recasting the Financial Safety Net, in The Panic of 2008: Causes Consequences and Implications for Reform 94-115 (Lawrence E. Mitchell & Arthur E. Wilmarth, Jr. eds., 2010)
- Conflicts and Financial Collapse: The Problem of Secondary-Management Agency Costs, 26 Yale Journal on Regulation 457-470 (2009) (Essay from Weil, Gotshal & Manges Routndtable on the Future of Financial Regulation, Yale Law School, February 13, 2009)
- Keynote Address: The Case for a Market Liquidity Provider of Last Resort, 5 NYU Journal of Law & Business 346-354 (2009) (Symposium: Modernizing Financial Regulatory Structure)
- Keynote Address: Understanding the ‘Subprime’ Financial Crisis, 60 South Carolina Law Review 549-572 (2009) (Law Review Symposium on the Subprime Mortgage Crisis)
- Regulating Complexity in Financial Markets, 87 Washington University Law Review 211-268 (2009)
- The 'Principles' Paradox, 10 European Business Organization Law Review 175-184 (2009), republished in, The Research Handbook of International Financial Regulations (Kern Alexander ed., forthcoming Nov. 2010)
- The Future of Securitization, 41 Connecticut Law Review 1313-1325 (2009) republished as revised in, Lessons from the Financial Crisis 595-600 (Robert W. Kolb ed., 2010)
- Bond Defaults and the Dilemma of the Indenture Trustee, 59 Alabama Law Review 1037-1073 (2008) (with Gregory M. Sergi)
- Disclosure’s Failure in the Subprime Mortgage Crisis, 2008 Utah Law Review 1109-1122 (Symposium issue: Subprime Meltdown)
- Markets, Systemic Risk, and the Subprime Mortgage Crisis, 61 SMU Law Review 209-217 (2008) (essay based on 2008 Roy R. Ray Lecture, Southern Methodist University Dedman School of Law)
- Protecting Financial Markets: Lessons from the Subprime Mortgage Meltdown, 93 Minnesota Law Review 373-406 (2008), reprinted in Housing Loans and Mortgages 155-190 (S. Ravi ed., 2008)
- Systemic Risk, 97 Georgetown Law Journal 193-249 (2008)
- To Make or to Buy: In-House Lawyering and Value Creation, 33 Journal of Corporation Law 497-575 (2008)
- Automatic Perfection of Sales of Payment Intangibles: A Trap for the Unwary, 68 Ohio State Law Journal 273-279 (2007)
- Explaining the Value of Transactional Lawyering, 12 Stanford Journal of Law, Business & Finance 486-535 (2007)
- Substantive Consolidation of Corporate Groups in Insolvency Situations, and Delaware Limited Liability Companies in the Zone of Insolvency, 81 Australian Law Journal 15 (January 2007)
- Financial Information Failure and Lawyer Responsibility, 31 Journal of Corporation Law 1097-1123 (2006)
- The Public Responsibility of Structured Finance Lawyers, Capital Markets Law Journal 6-20 (2006)
- Looking Forward: 2005-2010 - A Sovereign Debt Restructuring Reverie, 6 Chicago Journal of International Law 381-390 (2005)
- Temporal Perspectives: Resolving the Conflict Between Current and Future Investors, 89 Minnesota Law Review 1044-1090 (2005)
- The Confused U.S. Framework for Foreign-Bank Insolvency: An Open Research Agenda, 1 Review of Law & Economics, article 6 (April 2005)
- The Limits of Lawyering: Legal Opinions in Structured Finance, 84 Texas Law Review 1-58 (2005)
- We Are All Saying Much the Same Thing: A Rejoinder to the Comments of Professors Coffee, Macy, and Simon, 84 Texas Law Review 93-104 (2005)
- Collapsing Corporate Structures: Resolving the Tension Between Form and Substance, 60 Business Lawyer 109-145 (November 2004)
- Foreword to Paul Ali & Jan Job de Vries Robbe, Synthetic, Insurance and Hedge Fund Securitisations (2004).
- 'Idiot's Guide' to Sovereign Debt Restructuring, 53 Emory Law Journal 1189-1218 (2004).
- Is Securitization Legitimate?, in 2004 International Financial Law Review Guide to Structured Finance 115-117 (2004)
- Rethinking the Disclosure Paradigm in a World of Complexity, 2004 University of Illinois Law Review 1-37 (2004).
- Securitization Post-Enron, 25 Cardozo Law Review 1539-1575 (2004); reprinted in 46 Corporate Practice Commentator 963-1001 (2004)
- Subnational Debt Restructuring and the Rule of Law, 1 Journal of Restructuring Finance 129-153 (2004).
- Commercial Trusts as Business Organization: An Invitation to Comparatists, 13 Duke Journal of Comparative & International Law 321-36 (2003). Special Issue in honor of Herbert L. Bernstein.
- Commercial Trusts as Business Organizations: Unraveling the Mystery, 58 Business Lawyer 559 (2003).
- Book Review, 38 Canadian Business Law Journal 150-56 (Feb. 2003) (reviewing Cross Border Collateral: Legal Risks and the Conflict of Laws (R. Potok ed., 2002).
- Enron, and the Use and Abuse of Special Purpose Entities in Corporate Structures, 70 University of Cincinnati Law Review 1309 (2002).
- Global Decentralization and the Subnational Debt Problem, 51 Duke L.J. 1179 (2002).
- The Impact of Bankruptcy Reform on "True Sale" Determination in Securitization Transactions, 7 Fordham Journal of Corporate & Financial Law 353 (2002) (presented at the 2001 Eugene Murphy Conference on Corporate Law).
- Intermediary Risk in The Indirect Holding System For Securities, 12 Duke Journal of Comparative & International Law 309-30 (2002) (with Joanna Benjamin).
- Private Ordering, 97 Northwestern University Law Review 319-49 (2002).
- Private Ordering of Public Markets: The Rating Agency Paradox, 2002 University of Illinois Law Review. 1.
- Restructuring Subnational Debt, 23 Municipal Finance Journal 1 (Fall 2002).
- The Universal Language of International Securitization, 12 Duke Journal of Comparative & International Law 285-308 (2002).
- Indirectly Held Securities and Intermediary Risk, 6 Uniform Law Review/ Revue de droit uniforme 283 (2001).
- The Role of Rating Agencies in Global Market Regulation, in Regulating Financial Services and Markets in the 21st Century 297 (Eilí³ Ferran & Charles Goodhart eds., 2001).
- Intermediary Risk in a Global Economy, 50 Duke L.J. 1541 (2001).
- Sovereign Debt Restructuring: A Bankruptcy Reorganization Approach, 85 Cornell Law Review 956 (2000).
- The Impact on Securitization of Revised UCC Article 9, 74 Chicago-Kent L. Rev. 947 (1999) reprinted in UCC Bulletin, Dec. 2000, at 1.
- Towards a Centralized Perfection System for Cross-Border Receivables Financing, 20 University of Pennsylvania Journal of International Economic Law 455 (1999).
- Judgment Proofing: A Rejoinder, 52 Stanford Law Review 77 (1999).
- The Inherent Irrationality of Judgment Proofing, 52 Stanford Law Review 1 (1999).
- Rethinking Freedom of Contract: A Bankruptcy Paradigm, 77 Texas Law Review 515 (1999).
- The Universal Language of Cross- Border Finance, 8 Duke Journal of Comparative & International Law 235 (1998).
- The Easy Case for the Priority of Secured Claims in Bankruptcy, 47 Duke Law Journal 425 (1997).
- The Attraction of Law and Economics: Is Law an Autonomous Discipline?, 21 Harvard Journal of Law and Public Policy 85 (1997).
- Protecting Rights, Preventing Windfalls: A Model for Harmonizing State and Federal Law on Floating Liens, 75 North Carolina Law Review 403 (1997).
- Rethinking the Role of Recourse in the Sale of Financial Assets, 52 Bus. Law. 159 (1996) (with others).
- Rethinking a Corporation's Obligations to Creditors, 17 Cardozo L. Rev. 647 (1996).
- A Fundamental Inquiry Into the Statutory Rulemaking Process of Private Legislatures, 29 Ga. L. Rev. 909 (1995).
- Law and Economics of Securitization, New Bus. L., nos. 580 & 581 (1995) (in Japanese).
- The Global Alchemy of Asset Securitization, 14 Int'l Fin. L. Rev. 30 (1995).
- The Alchemy of Asset Securitization, 1 Stan. J.L. Bus. & Fin. 133 (1994), reprinted in The Financier, 1994, at 53 and in UCC Bulletin, Aug. 1995, at 1.
- A New Theory of Recourse in Structured Finance, Asset Sales Report, Feb.14, 1994, at 8.
- Save the Blameless from Seizure Laws, N.Y. Times, Apr. 3, 1994, § 3, at 11, reprinted as Blameless Need Protection from Forfeiture Statutes, Chi. Daily L. Bull., Apr. 4, 1994, at 6 (with Alan E. Rothman).
- Civil Forfeiture: A Higher Form of Commercial Law?, 62 Fordham Law Review 287 (1993) (with Alan E. Rothman), reprinted in White Collar Crime Rep., Jan. 1994, at 1, and in UCC Bulletin, Apr. 1994, at 1.
- Octagon Gas' Ruling Creates Turmoil for Commercial and Asset-Based Finance, New York Law Journal, Aug. 4, 1993, at 1.
- The Parts are Greater Than the Whole: How Securitization of Divisible Interests Can Revolutionize Structured Finance and Open the Capital Markets to Middle-Market Companies, 1993 Columbia Bussiness Law Review 139.
- Credit Lyonnais Case Clarifies ABS Issues in Bankruptcy, Asset Sales Report, Oct. 12, 1992, at 1.
- Structuring and Legal Issues of Asset Securitization in the United States, in Asset Securitization: International Financial and Legal Perspectives 2 (Joseph Norton & Paul Spellman eds., 1991).
- Structured Finance: The New Way to Securitize Assets, 11 Cardozo L. Rev. 607 (1990).
- Guaranties and Other Third-Party Credit Supports, in Commercial Loan Documentation Guide (with Gabe Shawn Varges).
- The Impact of Fraudulent Conveyance Law on Future Advances Supported by Upstream Guaranties and Security Interests, 9 Cardozo L. Rev. 729 (1987).
- Basics of Business Reorganization in Bankruptcy, 68 J. Com. Bank Lending 36 (1985).
- Repurchase Agreements and Bankruptcy Changes, Nat'l L.J., Sept. 10, 1984, at 18.
- An Analysis of Proposed Changes in Substantive and Procedural Law in Response to Perceived Difficulties in Establishing Whether or Not Causation Exists in Mass Toxic Tort Litigation, 41 Record Assoc. Bar of City of N.Y. 905 (1986) (with others).
- Dealing with Problems Faced in Bankruptcies, Nat'l L.J., Nov. 7, 1983, at 15.
- A Disturbing Decision: Analysis of Twistcap, Scott Report, Dec. 1983.
- Resolving Conflicts in Technological Disputes, 19 Jurimetrics J. 424 (1979).
