Bibliography

James D. Cox

Books

Securities Regulation: Cases and Materials (5th ed., Aspen Law & Business 2006) (with Robert W. Hillman & Donald C. Langevoort)
Securities Regulation: Cases and Materials (1st ed. 1991, 2d ed. 1997, 3d ed. 2001, 4th ed. 2004) (with Robert W. Hillman and Donald Langevoort).
Cox & Hazen on Corporations : Including Unincorporated Forms of Doing Business (Aspen Publishers, 2d ed. 2003) (with Thomas Lee Hazen).
Corporations (1997) (Abr. ed., with Thomas L. Hazen & F. Hodge O'Neal).
Corporations (1995) (with Thomas L. Hazen & F. Hodge O'Neal).
Corporations Quick Review (1995).
Sum and Substance of Corporations (4th ed. 1984).
Essential Principles of Corporations (1982).
Financial Information, Accounting and the Law (1980).

Supplements

2007 Case Supplement to Securities Regulation: Cases and Materials (5th ed. 2006)
2007 Supplement to Cox & Hazen on Corporations (2d ed. 2003) (with Thomas Lee Hazen)
2004 Supplement to Cox and Hazen on Corporations (2d ed. 2003).
2003 Supplement to Securities Regulations: Cases And Materials (3d ed. 2001).
2002 Supplement to Securities Regulations Cases and Materials (3d ed. 2001).
2002 Supplement to Corporations (1995).
1999 Supplement to Securities Regulations Cases and Materials (with Robert W. Hillman & Donald C. Langevoort).
1996 Supplement to Corporations(with Thomas L. Hazen & F. Hodge O'Neal).

Articles and Essays

New Wind Blows Across US Securities Regulatory Landscape, 81 Australian Law Journal 297-301 (May 2007)
SOX Gets a Bad Rap, 4 Executive Counsel 42 (March-April 2007)
Does the Plaintiff Matter?: An Empirical Analysis of Lead Plaintiffs in Securities Class Actions, 106 Columbia Law Review 1587-1640 (2006) (with Randall S. Thomas)
Fair Pay for Chief Executive Officers: Maximizing Firm Value by Minimizing Income Disparity, in Law and Class in America: Trends Since the End of the Cold War 99-119 (Trina Jones & Paul D. Carrington eds., 2006)
The Oligopolistic Gatekeeper: The U.S. Accounting Profession, in After Enron: Improving Corporate Law and Modernising Securities Regulation in Europe and the U.S. 295-342 (Hart Pub., 2006)
The Role Of Empirical Evidence In Evaluating The Wisdom Of The Sarbanes-Oxley Act, 40 University of San Francisco Law Review 823-844 (2006)
Letting Billions Slip Through Your Fingers: Empirical Evidence and Legal Implications of the Failure of Financial Institutions To Participate in Securities Class Action Settlements, 58 Stanford Law Review 411-454 (2005) (with Randall S. Thomas)
Mutual Fund Expense Disclosures: A Behavioral Perspective, 83 Washington University Law Quarterly 907-938 (2005) (with John W. Payne)
Public and Private Enforcement of the Securities Laws: Have Things Changed Since Enron?, 80 Notre Dame Law Review 893-907 (2005) (with Randall S. Thomas)
Reforming the Regulation of Public Offerings of Securities in the United States, 79 Australian Law Journal 413-416 (2005)
SEC Enforcement Heuristics: An Empirical Inquiry, 53 Duke Law Journal 737-780 (2004) (with Randall Thomas & Dana Kiku).
The Expanding Scope of the Director's Fiduciary Duty of Loyalty in the U.S. (University of Southern Denmark, 2003).
Managing and Monitoring Conflicts of Interest: Empowering the Outside Directors With Independent Counsel, 48 Villanova Law Review 1077-1095 (2003).
Reforming the Culture of Financial Reporting: The PCAOB and the Metrics for Accounting Measurements, 81 Washington University Law Quarterly 301-27 (2003).
United States Securities Laws Enter New Terrain: Corporate Governance and Attorney Responsibilities after Sarbanes-Oxley. 77 Australian Law Journal 293-298 (2003)
Leaving Money on the Table: Do Institutional Investors Fail to File Claims in Securities Class Actions?, 80 Washington University Law Quarterly 855 (2002) (with Randall Thomas).
The Paradoxical Corporate and Securities Law Implications of Counsel Serving on the Client’s Board, 80 Washington University Law Quarterly 541-67 (2002).
Corporate Governance in the United States: The Evolving Role of the Independent Board, in Corporate Governance: An Asia-Pacific Critique 379-408 (2002).
United States Introduces Fair Disclosure and Insider Trading Reforms, 75 Austrl. L.J. 286 (2001).
Brands vs. Generics: Self-Regulation by Competitors, 2000 Colum. Bus. L. Rev. 15.
Summary of Roundtable Discussions Regarding The Future Content of the U.S. Securities Laws, 63 Law & Contemp. Probs. 3 (Summer 2000) (with Greene).
Premises for Reforming the Regulation of Securities Offerings: An Essay, 63 Law & Contemp. Probs. 11-44 (Summer, 2000)
Regulatory Duopoly for U.S. Securities Markets, 99 Colum. L. Rev. 1200 (1999).
The Social Meaning of Shareholder Suits, 65 Brook. L. Rev. 3 (1999).
Globalization's Challenges to the United States Securities Laws, 7 Canterbury L. Rev. 5 (1998)
Choice of Law Rules for International Securities Transactions?, 66 U. Cinn. L. Rev. 1179 (1998).
United States v. O'Hagan: Completing the Insider Trading Mosaic, 72 Austln. L.J. 412 (1998).
Private Litigation and the Deterrence of Corporate Misconduct, Law & Contemp. Probs., Autumn 1997, at 1.
Making Securities Fraud Class Actions Virtuous, 39 Ariz. L. Rev. 497 (1997), reprinted in 30 Sec. L. Rev. 323 (1998).
Piercing the Corporate Veil in Limited Liability Companies, 4 Ltd. Liab. Co. J. 24 (1997) (with B. Woods).
Equal Treatment for Shareholders: An Essay, 19 Cardozo L. Rev. 615 (1997).
The Fundamentals of an Electronic-Based Federal Securities Act, 75 Wash. U. L.Q. 857 (1997)..
Addressing Fraudulent Practices Within the Framework of the United States Securities Laws, in Essays on Insider Trading and Securities Regulation (C. Rickett & R. Grantham eds.) (1997).
Just Desserts for Accountants and Attorneys After Bank of Denver, 38 Ariz. L. Rev. 519 (1996), reprinted in 29 Sec. L. Rev. 427 (1997).
An Economic and American Perspective on Insider Trading Regulation in Australia and New Zealand, in Securities Regulation in Australia & New Zealand (Walker & Fisse eds., 1995).
The ALI, Insitutionalization and Disclosure: The Quest for the Outside Director's Spine, 61 Geo. Wash. L. Rev. 1233 (1993).
Regulatory Competition in Securities Markets: An Approach for Reconciling Japanese and United States Disclosure Philosophies, 16 Hastings Int'l & Comp. L. Rev. 149 (1993).
Foreword (Symposium on International Regulatory Competition and the Securities Laws), Law & Contemp. Probs., Autumn 1992, at 1.
The Monitoring Duties of Directors Under the EC Directives: A View from the United States Experience, 2 Duke J. Comp. & Int'l L. 29 (1992) (with Nils J. Clausen).
Rethinking U.S. Securities Laws in the Shadow of International Regulatory Competition, Law & Contemp. Probs., Autumn 1992 at 157.
Challenging the Jurisdictional Assumptions Underlying the Broad Application of the Registration Requirements of America's Securities Act, in International Securities Regulation 33 (N. Clausen ed., 1991).
An Economic Perspective of Insider Trading Regulation and Enforcement in New Zealand, 4 Canterbury L. Rev. 268 (1990).
Changing Perceptions into Reality: Fiduciary Standards to Match the American Directors' Monitoring Function, 1 Bond L. Rev. 218 (1989).
An Outsider's Perspective of Insider Trading Regulation in Australia, 12 Sydney L. Rev. 455 (1990).
O. Obermaier and R. Morvillo, White Collar Crime: Business and Regulatory Offenses, Trial, Dec. 1990, at 50.
The Criminalization of Insider Trading, Duke L. Mag, Summer 1988, at 4.
Insider Trading: Regulation of Activity is "In Trouble", Trial, Sept. 1988, at 22.
Choices: Paving the Road Toward a "Definition" of Insider Trading, 39 Ala. L. Rev. 381 (1988).
Heroes in the Law: Alford v. Shaw, 66 N.C. L. Rev. 565 (1988).
Insider Trading and Contracting: A Critical Response to the "Chicago School", 1986 Duke L.J. 628.
Insider Trading Regulation and the Production of Information: Theory and Evidence, 64 Wash. U. L.Q. 475 (1986).
Bias in the Boardroom: Psychological Foundations and Legal Implications of Corporate Cohesion, Law & Contemp. Probs., Summer 1985, at 83 (with H. Munsinger).
Compensation, Deterrence, and the Market as Boundaries for Derivative Suit Procedures, 52 Geo. Wash. L. Rev. 745 (1984).
Swenson v. Thibaut: Framework for Protecting the Corporate Interest, Notes Bearing Interest, Jan. 1984, at 6 (N.C. Bar Ass'n, Comm. Banking & Bus. L. Newsletter).
The Business Judgment Rule in the Context of Termination of Derivative Suits by Independent Committees, 61 N.C.L. Rev. 541 (1983) (with Schwartz).
Searching for the Corporation's Voice in Derivative Suit Litigation: A Critique of Zapata and the ALI Project, 1982 Duke L.J. 959.
Convertible Debentures and Corporate Freezeouts, 3 Corp. L. Rev. 342 (1980).
Minority Plebiscites in Merger Freezeouts, 2 Corp. L. Rev. 142 (1979).
Disclosure of Information Unrelated to Decision-Making, 1 Corp. L. Rev. 148 (1978).
The Emerging Definition of "Irreparable Harm" Under the Williams Act, 1 Corp. L. Rev. 339 (1978).
Synergy and the Payment of Premiums in Corporate Acquisitions, 1 Corp. L. Rev. 48 (1978).
Ernst & Ernst v. Hochfelder: A Critique and an Evaluation of Its Impact upon the Scheme of the Federal Securities Law, 28 Hastings L.J. 569 (1977).
Fraud is in the Eyes of the Beholder: Rule 10b-5's Application to Acts of Corporate Mismanagement, 47 N.Y.U. L. Rev. 674 (1972), excerpted in Henn, Cases & Materials 488 (1975); reprinted in 1973 Corp. Counsel's Ann. 195; 15 Corp. Prac. Commentator 262 (1973); 1973 Sec. L. Rev. 636.